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TR-1 NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
EMI Group plc
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2. Reason for the notification |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
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An event changing the breakdown of voting rights |
No |
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Other (please specify): N/A |
No |
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3. Full name of person(s) subject to the notification obligation: |
UBS Investment Bank |
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4. Full name of shareholder(s) (if different from 3.): |
UBS AG London Branch |
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5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
02-08-2007 |
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6. Date on which issuer notified: |
06-08-2007 |
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7. Threshold(s) that is/are crossed or reached: |
9.82% |
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8. Notified details: |
See below |
A: Voting rights attached to shares
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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GB0000444736 |
89,771,774 |
89,771,774 |
79,681,282 |
79,681,282 |
n/a |
9.82% |
n/a |
B: Financial Instruments
Resulting situation after the triggering transaction
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/Date |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
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Total (A+B) |
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Number of voting rights |
% of voting rights |
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79,681,282 |
9.82% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
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UBS AG London Branch – 79,681,282 – 9.82% |
Proxy Voting:
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease to hold: |
N/A |
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12. Date on which proxy holder will cease to hold voting rights: |
N/A |
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13. Additional information: |
N/A |
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14. Contact name: |
Susanne Steyn
Director, UBS AG |
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15. Contact telephone number: |
020-7567-6116 |
C. L. Christian Deputy Secretary EMI Group plc 020-7795-7317 |